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Looking
with Conviction: Two Ways of Apprehending the Criminal in the
Nineteenth Century
by Jordan Bear, Columbia University
Poeta tabulas cum cepit sibi,
Quaerit quod nusquam est gentium, reperit tamen.[1]
-Plautus Pseudolus
Writing in a manner representative of the social
criticism of the 1870s, one British commentator asserted, with
respect to a paramount concern of the era, that “we possess
the power, and can remove the foul blot of habitual criminality,
which to our discredit attaches to this country more than to
any civilised state, by an improved administration which should
no longer be delayed. For the time may arrive, when, having
lost the thread of control through our laxity, any attempt at
amendment may be found to be too late for its object.”[2]
Indeed, the desire to hold tightly to this thread dominated
the social and political discourse of an epoch in which new
modes of control were sought to manage an increasingly volatile
amalgam of marginal urban groups. This project, expressed most
definitively by Michel Foucault in his Discipline and Punish,
consisted of “methods for administering the accumulation
of men [which] made possible a political take-off in relation
to the traditional, ritual, costly, violent forms of power,
which soon fell into disuse and were superseded by a subtle,
calculated technology of subjection.”[3] Some of the most
engaging recent work on the history of photography in this era
has identified the participation of the medium in the implementation
of these technologies of power.[4] Yet, what has been effaced
in this appealing dominant account is the story of photography’s
incompatibility with this reconfiguration of power, of the ways
in which the epistemological regimes attached to photographic
practice failed as an adjunct to political desire. While the
photographic archive developed by Alphonse Bertillon for the
Paris police has been identified as the apotheosis of photography’s
partnership with the investigative and surveillance prerogatives
of the state, another mode of such observation has gone almost
entirely unnoticed.
Beginning in the 1870s, the use of police artists
became a staple in the investigative repertoire of most metropolitan
police departments in Europe and in North America.[5] (Fig.
1). This technique operated within the context of a very different
set of beliefs about the image and its relationship to the “improved
administration” of the most dangerous among the many groups
of concern to the state: the criminal. By examining the emergence
of this alternative approach, we will be able to restore a central
way in which the photograph was seen, in the nineteenth century,
to be a far more problematical incarnation of the objectives
of social control than prevailing critical notions suggest.
The association of photography with empiricist methods of observation
was, as I shall describe, often at odds with the larger social
project in whose service photography was to be deployed. The
presumption of the transparency of the medium was, in the arsenal
of an increasingly intrusive state apparatus, a double-edged
sword: while its unmediated status could be made to secure the
evidentiary demands of power, the newly vital articulation of
particularity invested in the photograph often precluded an
appropriately expansive project of surveillance. In order to
conduct our investigation, we need to locate these moments of
ambivalence within an intellectual framework that underlies
the very process of observation upon which this entire enterprise
was predicated, namely, the perceptual.
The panoply of scientific and juridical contexts
within which photography operated was adroitly articulated by
one observer in 1873 when he asserted that
Medical men take photographs of diseased organs
and tissues, as among the best modes of comparing one disease
with another. Archaeologists photograph ancient marbles and
inscriptions, ancient bronzes, and coins...civil engineers
take photographs of broken bridges and embankments, and mechanical
engineers of broken boilers and locomotives, that they may
have before them a permanent record of each disaster...And
now justice steps in to claim her share in the service which
photography renders to mankind. She asserts that when a rogue
has become well-nigh incorrigible, it is right that the officers
of the law should have an eye upon him, and a clue whereby
they may know him again when he again transgresses...to obtain
a permanent means of knowing them again.[6]
Photography, accordingly, takes on the scientific
authority already established by these emergent professionalized
and specialized pursuits, and is declared a corresponding means
of recording empirically observed data. It is essential to note
in this catalogue the extent to which the utility of photography
is located in its ability to serve as a record, but particularly
as a record which can be employed in a comparative process of
perceiving. The criminal alluded to in the final category above
is subject to photographic representation by virtue of his status
as an habitual offender, the knowledge of whose existence has
been empirically certified and recorded photographically. This
emphasis on recidivism in the discourse of criminal photography
was a commonplace, and is concurrent with the development, legislation,
and enforcement of the Habitual Criminals Act of 1869. This
statute provided the impetus, in England, for the beginning
of a national photographic archive to aid the country’s
burgeoning professional police force. The comparative basis
of these measures attests to the degree to which the specificity
of the photographic image was deeply embedded in its conception,
for the process of checking a known, secure image of an identifiable
individual against its potential referent in the real world
was the primary method of use.
Yet, certain episodes in the history of photography’s
engagement with these scientific enterprises betray the incompatibility
of the presumed specificity of the medium with the larger social
projects in which they were employed. When Francis Galton, Darwin’s
cousin and the founder of the Eugenics movement, sought to demonstrate
the efficacy of rationalized breeding, he turned to photography
as a direct visual analogue for his undertaking. Galton’s
composite portraits of the 1870s photographed several images
of individuals–criminals, Jews, and members of other threatening
and marginal groups–onto the same plate with a short exposure
time, with the aim of extracting the typical physiognomic features
common to the group.[7] Implicit in Galton’s blending
was the belief that underlying each of these groups were certain
facets which could only be rendered visible by removing–breeding
out–the specificity associated with the single portraits.
The photograph, in this project, was imagined to offer too much
particularity for the objectives at hand, for it was only through
aggressive intervention upon these seemingly unmediated records
of reality that they could be made to serve a biological and
social program whose demands were fundamentally typological.
The mitigation of the particular in Galton’s
work is fairly well-known, and his composite portrait of the
criminal has been widely reproduced. The recipient of less attention,
however, is another composite portrait which appeared in the
same initial publication of Galton’s results in 1879.
On the same page as the composites which purported to derive
the essential criminal type were a series of the “likenesses
of six different Roman ladies and the composite of them in the
centre.” (Fig. 2). The rather odd feature to be noted
here is that these are photographs of coins which depict these
women of antiquity, and not photographs of actual women. What
was Galton’s aim in including this array, and why was
it juxtaposed with the criminal portraits whose support of the
Eugenics agenda seems so much clearer? In order to grasp fully
what is at work here, it seems essential to point out that this
very unusual juxtaposition makes reference to a particular trope
of nineteenth-century art theory which would have been far more
accessible to the initial viewers of Galton’s work, and
to consider the set of debates into which this allusion introduces
these images.
The women of classical antiquity blended together
to create one central composite image would have been evocative,
in 1879, of the activity of another, ancient, artist, the Greek
painter Zeuxis, one of whose signal achievements was to have
combined the features of five beautiful women to create his
iconic portrait of Helen of Troy, as related in Pliny’s
Natural History. This particular parable was, by the moment
of Galton’s images, already an established site of contention,
for it embodied ably the conviction of many theorists that the
great artistic genius would never simply represent that which
could be apprehended by his senses, but rather that his invention
would derive from an expansive field of sources that reached
beyond the visible. Among the most influential theorists of
nineteenth century fine arts, Quatremere de Quincy, asserted,
not uniquely, that works of art “are not the images of
any object that can be called real, since it is formed by the
study of the artist, and is manifested in his productions, by
the aid of an aggregate of ideas, forms, relations, and perfections,
that no reality could furnish united in a single being,–a
single subject.”[8] Crucially, this operation is nearly
invariably proposed as an action antithetical to looking since
“whatever comes within the scope of the understanding,
of sentiment, and of genius, does not really exist any where,
has neither substance nor place, and is subjected to no one
of the senses; he who finds it is unable to point out where
he has seen the model of it.”[9] Quatremere’s unempirical
truth, of “a verisimilitude found nowhere in nature,”
might be said to resemble Galton’s approach in both its
commitment to a composite notion of verity, and its rejection
of the visual observation of a single entity as providing the
most veridical access to this truth. That Galton would have
reiterated photographically the project of Zeuxis indicates
the theoretical account upon which his “breeding”
seems predicated: that only by selectively refining the particularities
of the observed world to a common schema can any kind of meaningful
accuracy be achieved.
Precisely this ability to apprehend a verisimilitude
beyond the senses was one which had experienced a long period
of refinement within the realm of aesthetic debate, and had
culminated in Sir Joshua Reynolds’s assertions in his
Discourses on Art that the artist trained in the academic tradition
is uniquely well-situated, “his eye being enabled to distinguish
the accidental deficiencies and deformities of things from their
general figures, he makes out an abstract idea of their forms
more perfect than any one original.”[10] This view had
been anticipated by Shaftesbury who, like Reynolds, sought to
denigrate the perceptual basis of aesthetic judgment and the
egalitarian possibilities of subjectivity that it implied. Shaftesbury
had asserted that “the man of breeding has an inward eye
that distinguishes, and sees the fair and shapely apart from
the deformed, foul, odious, and despicable.”[11] This
claim remarkably prefigures the idiom within which Galton’s
project would operate, conflating the cultural and the genetic
properties not only of artistic creation, but of aesthetic taste,
disparaging the perceptual at the expense of a form of looking
reserved for the rather ambiguously “cultivated,”
and socially superior, eye. The demographic and cultural chaos
that occurred when access to the milieux of visuality was granted
too generously was announced by an observer in 1760, the year
of the first British exhibition:
as every member of the [Strand Society for
the Encouragement of Arts] was at liberty to distribute what
number of tickets for admittance he thought fit, that which
was intended only as a polite, entertaining and rational amusement
for the publick, became a scene of tumult and disorder.[12]
If, as one scholar has recently argued of Eighteenth-Century
Britain, “in becoming a viewer one not only stakes a claim
to be able to ‘see’ the objects of cultural regard,
one also makes a bid for entry into the domain of the visible...[as]
a citizen in the demos of taste,”[13] the rejection of
the perceptual as a valid route to aesthetic and cultural enfranchisement
would have been a far more efficient strategy for organizing
a scene of “tumult and disorder” than merely limiting
the number of tickets for sale or increasing their asking price.
The fundamental antagonism, in Galton’s
work and in the theoretical conversation in which it is embedded,
between a corporeally situated empiricism available to even
the most ribald and unsavory members of the “publick,”
and an intellectually rooted a priori process, brings us back
directly to that group of individuals with which Galton was
initially concerned: the criminal. The larger fabric of political
projects at work in the late nineteenth century, in which Galton
imagined Eugenics to be the most instrumental thread, was deeply
invested in this opposition, and likewise found the photograph
to be superficially satisfying, but ultimately restrictive.
One contemporary of Galton’s asserted that
The weak point in criminal anthropology,
it seems to me, is that while criminals have been weighed
and measured, observed and described, the classes of society
from which most of them come, but who have not been convicted
of breaking the law, have not been observed in the same way,
and the same scientific tests have not been applied to them...it
seems clear that a scientific criminal anthropology which
is to cover the whole ground must deal with the idle, the
vagrant, the pauper, the prostitute, the drunkard, the imbecile,
the epileptic, and the insane, as well as the criminal.[14]
The focus of the empirical repertoire, of which
the photograph was emblematic, on the particular recidivist,
and its failure to encompass more broadly and in a preventative
manner the dangers residing in the threatening classes, seemed
a shortcoming precisely because it circumscribed the field of
visual monitoring. The photograph is–in its imagined status
as being free from artistic mediation–not well suited
to this particular task, for it is only by a kind of combination
of the individual views that anything like the profound truth
of Zeuxis’s Helen is attained. The particularity invested
in the medium inhibits Galton’s work in a way that is
precisely indicated by the allusions which are compelled by
his selection of experimental subjects. The typological efficacy
of the photograph is thus paradoxically undermined by the contemporary
belief in its unmediated ability to capture the idiosyncratic
and the distinct. It is as a product of this historical moment
that the police sketch emerges, an era in which the perceptual
and political apprehension of the criminal required more than
the mere matching of the past offender to the archive.
Although a far less technologically advanced
medium than the photograph, the police sketch had a distinct
advantage in one crucial respect: the generation of an image
of a criminal of unknown identity expanded the subject of investigative
image-making to encompass the entire marginal population announced
in the anthropologist’s complaint. In a way that the photograph’s
presumed specificity precluded, the fact that the police sketch
could only be refined to a certain level of particularity implicated
a far vaster range of suspects in the crime in question. All
those who matched the general description of the sketch were
questionable, implicitly placing under suspicion and concomitant
surveillance an entirely new group of individuals, all of whom
had nothing to do with the crime–all but one, of course.
This shift in procedure, which has been poorly served by the
voluminous bibliography of the history of surveillance photography,
seems to me a crucial moment in the relationship of images to
political authoritarianism. The image-aided search for an identified,
known, and previously convicted criminal was replaced by a far
more expansive hunt not for an individual per se, but for all
those who satisfied typologically the account provided by the
police sketch. Indeed, with the aid of the police sketch, the
“usual suspects” could be rounded up with markedly
increased justification.
The presumed efficacy of this kind of typological
inquiry was unquestionably nurtured by the same climate in which
Galton’s project flourished. Central to this milieu was
the development of physiognomy, which had been developed by
the Swiss Lavater in the later eighteenth century and which
sought to demonstrate correlations between interior dispositions
and characteristic physical manifestations. In his influential
study, Lavater proposed physiognomy as “the Science of
discovering the relation between the exterior and the interior–between
the visible surface and the invisible spirit which it covers,”
and was predicated upon the “Harmony between Moral Beauty
and Physical Beauty.”[15] (Fig. 3). Criminals, in the
tradition of which Lavater is an exemplar, can be identified
by their corporeal manifestations of “criminal”
physical traits. Like the police sketch, the typological nature
of Galton’s study expanded the demographic of those who
could be reasonably monitored–and thus scrutinized as
possible criminals–and perpetuated the correlations proposed
by Lavater.
But what was unique about the introduction of
the composite police sketch was the way in which it reified
this entire typological tradition of surveillance into a set
of practices which imposed a political will upon the perceptual
realm. In these portraits–for that is the genre to which
they bear the most affinities–the police artist, as an
extension of the state apparatus of criminal investigation,
mediates between what is seen and what is represented. The agency
of the psychological process of representation is ceded, by
proxy, to the skilled hand of another party: the hybrid police-artist.
The desire to manage the unwieldy urban populace, which operated
under the authority of physiognomy and related flights of pseudoscientific
fancy, was inculcated into the process by which vision is translated
into a figurative image. The surrender of this operation to
an image-maker whose ultimate task was to render a representation
which would grant the greatest license to the apparatus of which
he was a part is consistent with the larger denigration of perception
and its apprehension of the specific we noted in the Zeuxis
metaphor. Here, the assimilation of the recollection of the
witness to a typological template mandated the removal of the
particular, but in a far more insidious way than in Galton’s
project. Now, this entire enterprise was exercised upon the
body of that witness, upon his agency in the expression of that
which was apprehended by his sensorium: by the substitution
of the state’s apparatus of looking for his own.
The imposition of the political directly upon
the perceptual, and its mediation between vision and representation,
ultimately helped to codify and instrumentalize the unwieldy
morass of typological theory into a kind of cognitive schema,
invalidating observation of the individualized person to further
an ordered system. Indeed, these schemata, and their objective
of getting hold of the flux of experience, are central to the
maintenance of such a system, whether perceptual or political.
In the influential account of a central but currently somewhat
unfashionable figure in twentieth century art theory, Ernst
Gombrich, pictorial representation is always filtered through
templates that are formed by cultural traditions and which act
as “a selective screen which admits only the features
for which schemata exist.”[16] The formation of these
schemata is dependent upon the visual and cultural context from
which they derive and, consequently, the departures they compel
in representation relate specifically to the incongruities between
these contexts and the subject of representation. In Gombrich’s
account, then, representation is bound inextricably to the traditions
of the artist’s historical subjecthood, as “the
familiar will always remain the likely starting point for the
rendering of the unfamiliar.” When Gombrich sought, in
the concluding sections of Art and Illusion, to locate a metaphor
for his conception of the psychology of pictorial representation,
he found it in what will be, by now, a familiar site:
Police sometimes employ draftsmen to aid
witnesses in the identification of criminals. They may draw
any vague figure, a random schema, and let witnesses guide
their modifications of selected features simply by saying
‘yes,’ or ‘no’ to various suggested
standard alterations...this account of portrait drawing by
remote control may well be over-tidy, but as a parable it
may serve its purpose. It reminds us that the starting point
of a visual record is not knowledge but a guess conditioned
by habit and tradition.[17]
The police sketch was thus figured as a venue
in which the inescapability of preexisting representational
manifestations of a political power exerted its force, for in
such a medium, the observation of the “real” criminal
would always be overpowered by the typological account which
served to sustain the power of the investigative authority.
This tool, for Gombrich, both metaphorizes the cognitive process
which produces representation, and serves as a metonymic reminder
of an analogous system through which the schemata of this culture–of
“the modern police state”–are erected.
The “starting point” and subsequent
modification of both perceptual and representational convention
in Gombrich’s account should remind us again of the articulation
of painterly principles that cast a long shadow over the nineteenth
century, Reynolds’s Discourses, in which “an artist
becomes possessed of the idea of that central form” of
an object, from which all subsequent representations must derive.
Indeed, Gombrich asserted that, in the human face, “there
is some general dominant expression of which the individual
expressions are merely modifications.”[18] This central
form was certainly, in the most important sense, a dominant
one in the construction of a typological scopic regime of modernity,
in which modification displaced innovation. In his study of
the history of clinical medicine, The Normal and the Pathological,
Georges Canguilhem argued that a reconceptualization of disease
by Auguste Comte in the first half of the nineteenth century
cast the pathological–deviation–as being “merely
a quantitative modification of the normal state.” The
vast realm of disturbances to which the human body was subjected
were no longer qualitatively distinct from the normal, but simply
a diminution or augmentation of the normal itself. “By
stating in a general way that diseases do not change vital phenomena,”
Canguilhem brilliantly asserts, “Comte is justified in
stating that the cure for political crises consists in bringing
societies back to their essential and permanent structure, and
tolerating progress only within limits of variation of the natural
order defined by social statics.”[19] If the model of
vision and image-making embodied in the proliferation of the
police sketch imposes itself by rejecting the specificity of
perceptual experience in order to stabilize a typological organization
of society, this development in the conception of the normal
and deviant bodily forms a useful counterpart. To limit the
representational possibilities of the human face by mandating,
as this medium does, that any image must act as merely an acceptable
deviation from a central type, is to reinstate, at the deprivation
of aesthetic and corporeal autonomy, precisely the equilibrium
that oppositional imagery historically sought to disrupt.
The proliferation of this medium seems to respond
quite specifically to the concerns of the criminal anthropologist,
whose aims echoed those of a particularly malevolent political
entity, for it is precisely in the service of this apparatus
that photography seemed, by dint of its presumed transparency,
too empirically neutral for the expansive array of practices
in which it was enlisted. The authority conferred upon the photograph
had become so embedded in its general epistemological conception
that its utility in a program whose aim was far more ambitious
than the mere control of a single individual, became dubious.
Situated as it was, in the midst of a central nineteenth century
debate about practices of image-making, the privileged position
of photography in the immediate rendering of observed reality
could easily be discredited on the basis of a comprehensive
denigration of the perceptual, its concomitant inability to
access anything but surface truths, and its divorcement from
Quatremere’s “verisimilitude found nowhere in nature.”
The police sketch, and its insinuation of the political into
the corporeal realm, ensured the perpetuation of a desired typological
construction of the world, a system by which the very agency
of the citizen to see and to represent was subsumed to the state’s
own kind of panoptic desires. In a program of surveillance in
which photography constituted an inadequately expansive kind
of empirical basis, an alternative political technology of the
body emerged, and initiated a visual realm in which looking
was always already a matter of conviction.
Endnotes
1. “[But as the] poet, with his tablets
in hand, seeks for what nowhere is, yet finds it [makes a lie
seem true.]”
2. Walter Crofton, “Supervision of Habitual
Criminals,” in Good Words XVI (1875) 637.
3. Michel Foucault, Discipline and Punish: the
Birth of the Prison, trans. Alan Sheridan (New York: Pantheon,
1978) 200-1.
4. Especially John Tagg, The Burden of Representation:
Essays on Photographies and Histories (Minneapolis: University
of Minnesota Press, 1988) and Allan Sekula, “The Body
and the Archive” October 39 (Winter 1986) 3-64.
5. Karen T. Taylor, Forensic Art and Illustration
(Boca Raton: CRC Press, 2001) 12-15.
6. Anon., “Criminal Photography,”
in All the Year Round XI (1873-4) 10.
7. David Green, “Veins of Resemblance:
Photography and Eugenics,” in Oxford Art Journal 7:2 (1985)
11.
8. Quatremere de Quincy, “On the End
of Imitation in the Fine Arts,” (1823) reprinted and trans.
Joshua C. Taylor, Nineteenth Century Theories of Art (Berkeley:
University of California Press, 1987) 99.
9. My emphasis.
10. Quincy, p. 98.
11. Sir Joshua Reynolds, Discourses on Art,
ed. Robert R. Wark (San Marino: Henry E. Huntington Library
and Art Gallery, 1959) 46.
12. Anthony Ashley Cooper, 3rd Earl of Shaftesbury,
Characteristics of Men, Manners, Opinions, Times, etc., ed.
Tolus M. Robertson (London, 1900) 136.
13. John Gwynn, London and Westminster Improv’d,
quoted in the fascinating new account by Peter de Bolla, The
Education of the Eye: Painting, Landscape, and Architecture
in Eighteenth-Century Britain (Stanford: Stanford University
Press, 2003) 1.
14. De Bolla, p. 7.
15. T.S. Clouston, “The Developmental
Aspects of Criminal Anthropology,” in Journal of the Anthropological
Institute, 23 (1893/4) 215, cited in Green.
16. Johann Casper Lavater, Essays on Physiognomy
(London: Robinson, 1789) 16-17.
17. Ernst Gombrich, Art and Illusion: A Study
in the Psychology of Pictorial Representation (Princeton: Princeton
University Press, 1960) 82.
18. Ibid., 88-9.
19. Ernst Gombrich, “The Mask and the
Face: Physiognomic Likeness in Life and in Art,” in Art,
Perception, and Reality, ed. Maurice Mandelbaum (Baltimore:
Johns Hopkins University Press, 1972) 8.
20. Georges Canguilhem, The Normal and the
Pathological (New York: Zone Books, 1989) 64. |
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