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In this brief essay I will attempt to address
the issue of perspective in two church doors that are separated
by half a millennium. The first is Lorenzo Ghiberti's Gates of
Paradise of the baptistery of the Florence Cathedral, completed
in 1452. The second is Giacomo Manzù's Gates of Death
of St. Peter's in the Vatican, completed in 1963. The gerund "piercing"
within the above title is borrowed from Hubert Damisch's The
Origin of Perspective, in which the author links to a certain
extent the 1490-96 painting of Vittore Carpaccio entitled Recepetion
of Ambassadors to frescoes in Assisi. Referring to the Reception
of the Ambassadors, Damisch reflects: "In this respect it recalls
Giotto's [sic] frescoes in Assisi: the painting 'pierces'
the wall all the more effectively because it concedes its presence,
incorporating mural elements into its own field."1
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From such a point of departure, we seem to
witness earlier means of representing three-dimensional and architectural
space pictorially. The frescoes of Assisi recall an earlier use
of perspective, which is evident in other works by Giotto di Bondone2.
The illusion of depth arrives at various standardized and theoretically
established, graphic and pictorial means about a century later.
A number of panels of The Gates of Paradise (Figure 1) depict
three-dimensional space through linear perspective. Yet toward the
middle of the twentieth century we come across significant departures
from these rules within the formal design and implementation of
The Gates of Death.
The substantive phrase "'piercing' the
flat" can itself be read as being charged with intonations.
It is somewhat complex to reduce the status of the flat to finite
conclusions within the domain of the two Gates, as they are both
somewhat imperfectly cast in bronze. The high and low reliefs of
both doors echo to a certain extent the visible perforations of
their alloys. Such perforations are at times minor and at times
major. They can be regarded as intentional or accidental marks on
the surfaces of the cast figures and grounds of both Gates. Yet
there remain somewhat definitive differences through which the two
doors in question present images. While the panels of The Gates
of Death do not depart from the figure per se, they seem to
bear no evidence of orthogonal projections in the service of illusionistic
depth. At the same time, however, The Gates of Death remain
figurative, despite the development of twentieth century abstraction.
Among other methods and solutions regarding
representation through bronze reliefs, The Gates of Paradise
contain orthogonally systematized means of producing the illusion
of architecturally framed three-dimensional space. More specifically,
the gates have used "Brunelleschi perspective", albeit
not fully systematized and not in each panel. Conversely, The
Gates of Death rely on the figure and its ground as the means
of representation. The flat surfaces of the panels here are articulated
through literal piercings, scratches, gashes, and instances of the
unmistakable dissolution of the body parts of the figures. The final
product seems to lack "order," "theory," "rule,"
or visual "depth" through perspective. In fact, one could
read the distortion of the figurative as the sign of a departure
from iconic signifieds through the distortion of iconic signifiers.
Here, what seems to be equally at play as figure versus ground are
seemingly random and deviant marks left on metallic surfaces. A
notion which one might be led to associate with The Gates of
Death is partial visual chaos, should one be tempted to link
its binary opposite, order, as a characteristic of the Renaissance,
which adheres to the return to certain intellectual paradigms of
ancient Greece. More specifically, it is the Euclidean theorem of
mathematically calculated proportion that we find revived, theorized
and expanded from the two-dimensional givens of linear geometry
to a "visual pyramid" as a means of representing three-dimensional
space pictorially. 3
This is not to say that the Renaissance can
be reduced to the single judgment of "order," as a work
of art itself defies verbal reduction. In fact, image versus text,
despite their inseparability on the level of perception, can be
said to remain distinct entities. As much as image and text are
interwoven within the realm of icons, they are physically separate
entities. Image and text remain detached within the domain of the
mind, while they are inseparable therein. I borrow two terms from
a methodology that Damisch proposes in addressing the link between
language (the primary means of art history) and perspective. My
analysis of a few features of the two gates is intended to be "demonstrative"
rather than "declarative." Addressing the "polysemic"
nature of the image and its problematics in relation to language,
Damisch observes that the gerund painting-and likewise piercing
I would add-is a progressive form of the verb. Such a form, the
author claims, indicates "the essentially performative nature
of a practice that has no existence, in contradiction to language,
save in the act, the exercise."4
The term "polysemic" is the adjectival counterpart of
the noun "polysemy," which signifies "many meanings."
From such a point of view the gates in question continue to bewilder
the spectator, as they both contain adherences to and digressions
from certain established domains of their cultural contexts. Their
juxtaposition furthermore multiplies the possible set of formal
and cultural meanings.
It is particularly architecture, with its
calculated geometric conditions and the projected coordinate system,
which plays a central role in the two-dimensional representation
of three-dimensional space in a number of Ghiberti's reliefs. This
is not to say that the notion of perspective is obliterated in those
panels where architecture is not a predominant tool for attaining
illusionistic space. Consider, for example, the uppermost left panel
Genesis of the Gates of Paradise. Here, it is primarily
through the diminishing scale of figures arranged in a somewhat
triangular order with a base positioned on the lower edge of the
square that the illusion of depth is signified. Likewise, it is
the varying magnitude of the trees, somewhat diminished in receding
"space," that evokes three-dimensionality. The very medium
of high relief here is a means of not merely signifying the third
dimension within the no-longer-flat space, but materially raising
above the vertical flatness of the doors. Hence we have at least
a double means of constructed space here: one through the somewhat
gradual but not necessarily consistent shift of the scale of figures,
and another through the very nature of the reliefs. These reliefs
entail the additions and subtractions of form on the panel, which
continue to shift between the domains of the tactile and optical.
The three-dimensional high and low reliefs have put into use two-dimensional
means of representing "depth." Furthermore, the draperies
of the figures are prominent representations of the culturally manufactured
versus the natural, such as the human body or the pine trees. Yet
these elements, whether they are representations of the cultural
or the natural, remain somewhat apart from the technique of architectural
perspective. An instance of the physical as well as illusionistic
emergence from the two-dimensional space of the relief through applied
linear geometry takes place in the execution of a fragment of architecture.
Relative to the horizontal, the approximately
30-degree angular inclination of the top of the arch in the Genesis
designates an oblique façade. What we have is a partial quadrilateral.
The somewhat vertical yet non-parallel sides of this quadrilateral
approach each other as if to form an inverted V with an absent apex.
This trapezoid is one instance of linear perspective, which denotes
the beholder's position. The beholder is assumed to be at an angle
relative to the façade, at a distance from it, and at a lowered
position. However, the remainder of the scenery denotes a spectator
viewing it from an upper level relative to the figures in the foreground.
Therefore the linear and geometric attributes of the arch here emulate
one form of perspectival space. Such an orthogonal representation
of the arch is coupled with the more-or-less scalar establishment
of "depth" or "three-dimensionality" through
the figures. Furthermore, this fragment of architecture "drawn"
through a method of perspective, while physically "piercing"
the flat surface of the alloy as a relief, is itself illusionisticly
and sculpturally punctured. The arch is itself "infiltrated"
through a flying heavenly body (is it an angel or God?), whose central
axis intersects the concentric circles surrounding the Creator.
Shall we incline to the possibility of reading this entry of the
Creator into a moment of perspective as a latent signifier of the
"creation" of perspective as such?
I would like to set forth one methodological
statement as a relevant answer to the preceding question. Laurie
Schneider Adams opens up her discussion of Brueghel's Icarus
by stating:
Because myths contain psychological
truth, they offer rich material for the visual artist. James Saslow
has shown that different artists, as well as different cultures,
respond to a myth according to individual and social forces. The
mythic "text" is a "context," which the artist
invests with his own inclinations and talent rather than producing
an objective, or literal, illustration of it.5
From such a point of view, then, the signifiers
of Genesis render the representation through linear perspective
as a means of examining questions that suspend the semantic closure
of the icons in question. They render the status of these icons
multi-faceted or polysemic. They invite social questions rather
than remaining solely on a formal level.
Moreover, whether the viewer would attempt
to link the panels of either The Gates of Paradise or The
Gates of Death to available biographic details of their artists
or, alternatively, to a set of broader cultural questions, the panels
activate such polemical parameters as icon versus form; image and
substance; the interrelations of the verbal and the visual; class,
art and politics; psychoanalysis; epistemology. These are discursive
parameters that resist disciplinary partitions and call forth interdisciplinary
approaches. In short, these parameters call forth such "social
forces" as those to which James Saslow refers in the preceding
citation.
Compared to the Isaac (middle left
panel of Gates of Paradise), Genesis utilizes a rare
instance of the presentation of depth through casamenti, an architectural
setting, and the linear perspective attached to it. The Genesis
relies on a 45 mm projection at the bottom of the panel and a 35
mm recession at the top. Such is the nature of the stage set in
which the scale of the characters are somewhat proportionally depicted
through their heights. The figures are composed in various sequences,
which presume the illusion of space. The Isaac, on the other
hand, depicts a fully worked out linear perspectival model. This
panel utilizes architecture as a vital tool for a geometrically
calculated presentation of depth through methods of linear perspective.
Such a two-dimensional illusion of depth through architecture calls
forth various linear geometric methods "invented" by Filippo
Brunelleschi and later formulated by Leone Battista Alberti.
Richard Krautheimer6
describes the method through which an instance of Renaissance perspective
has been put to use in The Gates of Paradise. Referring to
the Isaac, which he contrasts with the Cain and Abel
regarding its use of perspective, Krautheimer states that "Ghiberti's
art and workmanship reached a climax [of perspectival technique]."7
As it is evident through a glance, the "complex and infinitely
subtle composition is strengthened and indeed, made possible by
the architectural setting which fills almost the entire height of
the relief. A monumental hall with wide arches and tall pilasters
underscores the successive events of the story, setting off the
single scenes in separate spatial units and calling attention to
the protagonists." 8 Krautheimer
emphasizes three functions regarding the role of architecture and
its use in the panel. First "it supports and clarifies the
composition and narrative;" second, "since it follows
a linear perspective, it contributes to the sense of a continuous
all-embracing space;" and third, "it enables the spectator
to measure distances, evaluate the relative size of figures and
objects and clearly comprehend movements and relationships."9
In short, it is the use of architectural and to a certain extent
geometrically calculated perspective to interweave narrative, depth
and proportion that are evident in the Isaac.
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Yet there remain acute differences that set
the pictorial composition of the Isaac apart from either
the practice of Brunelleschi or the theories of Alberti read as
being coherent or definitive. As Krautheimer's diagram of the Isaac
demonstrates, there are a number of deviations from Alberti's fundamental
elements of vanishing point, distance point, horizon, and so forth.
The non-existence of a single or multiple vanishing points as indicated
in Diagram 1 can be read as a non-adherence to a simplified Albertian
model. As this model itself remains somewhat unstable, it has its
own "gives and takes" as the reader moves from one part
of Della pittura to another.10
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Krautheimer concludes his analysis of linear
perspective in The Gates of Paradise by noting their relation
to the implementation of perspective through Brunelleschi's methods
and Alberti's Della pittura. He assumes that "it is
unlikely that he [Ghiberti] consciously tried to disregard Alberti's
perspective construction. More likely he simply set out to reduce
what he considered practical essentials." Referring to the
extent to which Ghiberti put Alberti's perspectival theory into
actual use, Krautheimer concludes his analysis of Ghiberti: "After
all, his mind had never run along theoretical lines, and almost
unaware he slipped out of Alberti's perspective system as suddenly
as he had slipped into it."11
That slipping out of an established system
on the part of Ghiberti, whether intentional or not, conscious or
unconscious, can be read to activate a polemic within the domain
of "the myth of Icarus" mentioned above. Such an approach
calls forth the transformation of "text" into "context."
Here, the objective and its illustration become for the producer
and the spectator means of undoing the fixed. Setting aside Ghiberti's
own psychological
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parameters, one could pose the following query:
Read from a broader standpoint, does the presence of multiple and
non-singular vanishing points in Ghiberti's Isaac induce, to
a certain extent, parallels to Brunelleschi's own departure from purely
geometric, perspectival and hence ideally-stable formation of two-dimensional
illusion of space? After all, it has been conjectured that Brunelleschi's
formation of a stable illusion was activated through the insertion
of the reflection of the sky on an area on the painting covered in
silver leaf. The stabilized and idealized eye point and vanishing
point through Brunelleschi's use of an apparatus were intended to
provide the mirror reflection of an image so that the single "eye
point" and the vanishing point were geometrically definable and
precise. Yet the foreclosure of the device was transgressed through
the instability of double reflections: a reflection of the still,
painted picture which was to be destabilized through the "mirror"
of a silver leaf echoing actual clouds of the sky. Damisch addresses
the function of Brunelleschi's silver leaf by linking it to Lacan's
"Mirror Stage as Formative of the Function of the I" by
interrogating:
But why the mirror? As opposed to
the unweaned child who acknowledges the mirror image as his own,
and who anticipates, through this form, the Gestalt or bodily integration
and coordination it still lacks, the painter's image is not transformed
by the specular reflection. With regard to unity, the kind of perspectival
coherence characteristic of Brunelleschi's panel, which made it
novel, had nothing imaginary about it, being the fruit of precise
calculations and carefully considered decision: given a construction
organized around a single point of view, the flat mirror did nothing
but reverse its lateral orientation. But this reversal is not without
its problems. For it would seem to provide support for the hypothesis
that Brunelleschi executed his painting with the aid of a mirror,
directly on a reflective surface, in which case he could have needed
to use a second mirror to reestablish conformity with the order
of things, as this image, having been constructed directly on a
mirror reflection, would have effected an exchange of left for right
and right for left. 12
Thus if the lineamenti (the schematic
outlines), the misure (the means of representing reality),
the ragioni (the proportionate relationships), and the casamenti
and piani (the architectural settings) in the reliefs of
The Gates of Paradise disobey the "scientific"
rules of a physically fixed "gaze," it is because the
semblance of reality could not be totally reduced to a purely Euclidean
geometry; it is because pure geometry remains insufficient as a
means of accounting for the image traced on the retina which resides
within a pulsing body.
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About four- to five-hundred years later perspective
had come to either explicitly reverse itself or simply depart from
the pictorial field in the West. As if a means of resisting illusion,
the disintegration of three-dimensional space would become a companion
of the partially dismembered figure in much of visual representation.
Hence the figure would at times dissolve with the ground, as if
to resist depth in order to turn its vantage point to the essential
conditions of its own representation. The Gates of Death
explicitly counteract depth through their own means, without a total
departure from figures under the guise of icons. In fact, the unity
of the figures would be undone through the submission of the index
on them as such; these indexes are marks which were mere
traces first incised on clay in order to be cast in bronze. The
index is a semiotic term that has by now entered the discursive
arena of art. It is as if the partial or total dissolution of the
figure in the visual arts has necessitated an expansion of interpretive
terms. Through the semiotic domain the term index has been marked
as a category of signs apart from symbols and icons. As a large
portion of twentieth-century art has eliminated definitive icons
and symbols, setting forth material and form as content in many
instances, the term index has been attached to the very physicality
of marks and shapes within a given medium. Therefore, while the
icon and the medium forming it were sides of the same coin during
previous centuries, much Western art of the twentieth century, whether
figurative or abstract, departs from the icon as such. It resists
the closure of finite meanings. "Since things are as they are
("it is as it is, it is as it is," a formula dear to Kafka,
marker of a state of facts), he will abandon sense, render it no
more than implicit; he will retain only the skeleton of sense, or
a paper cutout."13
Why, one may ask, does Death on Earth
(lowermost right panel of Gates of Death) retain the presence
of the figure, including a chair, draperies, the profile of a head
and a crying child? Why does it undo the figure, extending certain
physically negative and positive outlines of the figures, such as
the curves emerging from the child's left hand? Or what is the visual
function of an independent curve on the ground above the chest of
the woman? Along with these floating lines there are also metallic
"points" which are indexes of somewhat random and arbitrary
frottages on clay during the initiation and casting of the relief.
A direct departure from and the questioning of perspective remain
marks of alternative directions of thought in the West. The dissolution
of the figure and its ground as means of attaining the abstract
can be read as partially linked to the individual of the machine
age. Such an individual was also at the threshold of World War I.
The abstractions of Mondrian or Malevich early in the century can
be read as either partially detached from the social field or as
signs of the infrastructures of certain ideologies-or both. The
concepts linked to such works range from the total autonomy and
self-justification of abstraction to its status as a symptom of
prewar social conditions. Such conditions of labor have been identified
under the rubric of technorationalism. These abstractions would
be followed by partial returns to the figure in the works of Le
Corbusier or Léger for example, whose organicism indicates a politically
disturbing social field that had been traumatized by two World Wars.14
And the seemingly abstract output of a closer contemporary of Manzù,
such as Lucio Fontana (Figure 3), seems to aim at a means of undoing
the optical autonomy attached to the silence of the monochrome.
If it undoes the silence and autonomy of the monochrome, it is through
a "violent act" performed on the very canvas in order
to render its material underbelly unmistakably "tangible"
through sight. Yet unlike the abstract or "formless" means
of representation which had come to characterize its century as
a central visual direction, The Gates of Death of Manzù
maintain the figure, only to negate it from within, through intentional
incisions and accidental pores. Hence the accident here becomes
a reciprocal parameter of the intentional.
To maintain, and yet to de-construct
form, to represent death in space yet to undo the void of space
through formless lumps and linear cavities which seem to echo rope
parts, drapery, as well as nothingness-linear cavities as such:
how are we to read these variants situated in an eloquent High Renaissance
edifice, near a pair of Filarete doors? What is the abandonment
of perspective here a sign of, given the availability of Alberti's
Della pittura, Filarete's Treatise on Architecture
and Brunelleschi's lessons as possible means of representing three-dimensional
space through well-formulated architectural theories? What questions
does Death in Space raise regarding the status of the twentieth-century
artist who has departed from Alberti's or Filarete's techniques
of visual representation of three-dimensional space?
"Once, religion had a power and a reality
touching Dante and Michelangelo and others. At that time, dogmas,
rites, symbols and images had real meaning for man and so, as a
result, [they] did religious art which figured them. But today the
images no longer speak the same way because life is elsewhere in
science and the industrial revolution which has changed the world."
15 These were the sculptor's thoughts
conveyed to Pope John XXIII during the time when the doors were
being put forth in clay in Rome then being sent to Milan to be cast
in bronze.
However, it would be misleading to reduce
the Renaissance to mere dogma, rites and symbols in the visual filed,
as put forth by Manzù above. Yet the romantic conception of
selfhood hoped for in the past seems to have departed from the individual
of the twentieth century. Or perhaps characterizing the past with
a romantic conception of selfhood or the validity of religion had
led many twentieth-century artists to depart from tradition to its
fullest extent. If there was such a thing as "individual creative
will," it was to reflect the very parameters of industrial
labor that had entered the venue of art through such notions as
seriality, repetition and depersonalization. Such an approach targets
the end of material perfection within one of its most prohibited
contexts in the Western world in this case-the façade of
St. Peter's. From a semiotic standpoint, it would be the index that
would function as a shifter, a destabilizing type of a sign that
would abandon the space of perspective in order to render the icon
itself polysemic. Here, the tactile conditions of the material would
function as a rearticulated sign of what Diderot was to equip the
blind man with in his "Letter of the Blind: For the Use of
Those Who See." The fictive blind man would state: "it
is touch that alerts us to the presence of certain modifications
that remain imperceptible to the eyes until they have been informed
of them by our sense of touch."16
And by linking the perspectival ideal to the sense of touch Lacan
would render the categories of the two senses interdependent and
de-stable. Instances of Lacan's discourse seem to be not unlike
the words of Diderot's fictive blind man who said: "Yet we
shall all pass one day, and without any possibility of measuring
either the real space that we once occupied or the exact time that
we have lived. Time, space, and matter are perhaps only a point."17
The Gates of Death, by destabilizing form through haptic
disjunctions, open themselves up to the alienation of modern man:
lonely, no longer with Christ and Madonna, but perhaps with Karl
Marx.18 But even the role of Marx had
come to signify the partial role of money in the self, no longer
the only factor of alienation. Economics is a parameter that Lacan
would add to the matrix of the unconscious conditioned by the visual
and tactile. As if following the path of Diderot's blind man, Lacan
would render time, space and matter as "points." He would
do so through his use of an unsettled mode of speech and writing.
The haziness of such a notion of "points" in certain ways
parallels the alienation of the subject. Lacan presented his seminar
on alienation on May 27, 1964, a month before the unveiling of The
Gates of Death by Pope Paul VI-June 28, 1964.19
The slashes of the monochrome canvas of Lucio
Fontana's Concetto Spaziale-Attese of 1963 pierce the totally
abstracted high modernist myth of the purity of the monochrome.
These cuts expunge the very coherence and stability of form at its
most abstract. Here, the very tool of the index functions as a signifier
whose signifieds would remain without a final interpretant. In The
Gates of Death we witness slashes, cuts and bruises targeted
toward the figure as well as toward the flat space surrounding and
at times dissolving with parts of the figure. Its level of signification
is thus rendered parallel to a numeric order that Lacan borrows
from Descartes in order to illustrate the convolution of alienation:
20
1 + (1 + (1 + (1 + ( . . . )))).
Yet while Fontana's index violates the "purity" and autonomy
of the monochrome flat within an unreligious context, Manzù's
indexical marks were intentional violations of the "purity"
of the flat, the icon and the figure within their most prohibited
place-in the glory-laden shrine of the Eternal City. His mutilation
of the figure renders the status of the Other a companion of the Self.
The status quo of such a Self would remain incalculable, like the
above cardinal order that Lacan selects. The Self and the Other would
here become interchangeable companions of the Figurative and the Abstract.
In 1966 in Galleria La Salita in Rome, Richard
Serra exhibited Live Animal Habitat. These were cages filled
with live and stuffed animals. Such an approach was a means of departing
from the two-dimensional and entering the realm of the real as such.
Yet this was a realm with no finite beginning and end, but one of
mere production as self-critique.21 This
was another means of unveiling the disunity of the Self. The cultural
implications of the physical piercing of the flat in order to give
way to the formless upon The Gates of Death are various.
One means of departing from the objective production of icons for
Manzù was to state the status of the modern subject-uncertain
of a whole self as such, having left behind the role of religion
and that of theoretically established perspectival representation.
Once past the territory of the religious or
the figurative icon, Death in Space, Death on Earth,
Death of Abel, Death by Violence and the other panels
could become replaced by new titles: Drawing the Line, Forging
the Polis; Deterritorialization and the Withdrawal of the Line;
Mass Society and the Collapse of Designo; The Line as Psychic
Horizon; Lines without Subjects; Line as Pure Event; Field, Boundary,
Consciousness. These were the titles of a lecture series entitled
Lines of Sight: The Status of the Line in Modern Visual Representation
that Norman Bryson held at Cooper Union in 1999. Contextually somewhat
distant from The Gates of Death, these titles are nonetheless
companions of The Gates of Death on a broader cultural level.
The status of the line in much of modern visual representation is
a departure from a systematic space marked by a horizon and a vanishing
point. It is a means of "piercing" the flat not through
illusion but through actual marks like those of the graffito artist,
or through cuts such as Fontana's "signature." Line thus
becomes a pure event, not only to undo the illusion of perspectival
depth, but also to obliterate the notion of absolute purity and
absolute flatness once attached to High Modernism. Such a means
of representation can be read as an attempt to obliterate the notion
of the unity of the Self as well.
And yet. The Gates of Death and The
Gates of Paradise, despite their utter differences, both digress
from systematization. If The Gates of Death are nonconforming
to certain paradigms of their sanctified or temporal settings, it
is because they adhere to neither the figure as a whole nor the
abstract as such. They depart acutely from Albertian or aberrant
depth as well. The panels of these doors have left the unity of
the outlines and inner shapes of their figures vastly incomplete,
as if to mirror the adamant resistance of the body to utter stability
of any form-whether the corpus is alive, is taking its leave
of life, or has become an inert corpse. The partial figure here
thus becomes an "icon" of the corporeal self which continues
to trade matter with its surrounding, whether this matter is air,
food, light, or the causal agent of some other afferent or efferent
activity. Such is the realm of Lacan's indeterminate object a.
And The Gates of Paradise, despite their partial adoption
of the costruzione legittima, deviate from the Albertian
idealism of a geometrically determined single vanishing point in
their own ways. To begin with, Brunelleschi's single-eye and stationary
adherence to perspective was itself mediated through the instability
of the sky obtained through the reflection on the silver leaf painted
on his Baptistry panel in Florence. Here the motility of the image
of the clouds becomes a conjugate to the dazzling, pulsatile blink
of the eye. This blink remains inimical to purely systematized and
stable norms of visuality. Alberti himself shifts in book II of
Della pittura to warn the reader of the risks of the perspective
paradigm. These risks are to a certain extent flattened in Ghiberti's
rendition of perspective.
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